Statement of Policies

Anyone involved in trading activities must meet the aforementioned general obligations regarding conflicts of interest. Securities regulations establish rules and other specific standards governing trading activities. These rules and other standards aim, among other things, to avoid or manage specific situations of real, potential or apparent conflicts of interest which are related to this industry.

Statement of Policies concerning conflict of interest with related issuers and connected issuers as of August 1, 2023 :

iA Private Wealth Statement of Policies (PDF)

FIN-XO Securities Inc. (PDF)