Julie Gallagher

Julie joined iA Private Wealth in 2021, bringing almost two decades of experience in the financial services industry. As Chief Compliance Officer, she supports the firm’s overall business strategy, ensuring we identify and manage our risks effectively, meet our compliance obligations, stay ahead of industry and regulatory changes, and have the legal expertise to support our advisors and firm in our mission to deliver a superior level of service to our clients.

Julie was previously Senior Director, Compliance at a national securities broker and, prior to that, Senior Counsel for the wealth management arm of a Canadian bank and a private practice attorney.

Julie has been a member of the Investment Industry Regulatory Organization of Canada’s Quebec District Council since 2013 and its Chair since 2020. She has completed the Canadian Securities Institute’s Chief Compliance Officer Qualifying Exam and Derivatives Fundamentals and Options Licensing Course.

Julie Gallagher

Julie Gallagher

Chief Compliance Officer,
iA Private Wealth